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Anlin Chen

Extension E-mail/Homepage
4656 anlin@mail.nsysu.edu.tw

AREA of EXPERTISE

Finance

WORK HISTORY

 

2007/08-2008/01 

Visiting scholar, The Pennsylvania State University

2003/07-2004/06

Visiting scholar, Louisiana State University

1996/08-2000/01

Associate professor, National Sun Yat-Sen University

 

EDUCATION

PhD in Finance, the University of Iowa, Iowa City, IA, USA
MBA, National Taiwan University, Taiwan
BBA, National Chengchi University, Taiwan

PUBLICATIONS

Refereed Academic Journals

 

  • Chen, Anlin and Lanfeng Kao (2016), External Competition and Internal Governance on Stock Options Plans: Evidence from Taiwan, Asia Pacific Management Review, 21, 18-25. (TSSCI).

  • Chen, Anlin and Cheng-Shou Lu (2015), The Effect of Managerial Overconfidence on the Market Timing Ability and Post-Buyback Performance of Open Market Repurchases, North American Journal of Economics and Finance, 33 (July), 234-251. (SSCI).

  • Chen, Anlin and Lanfeng Kao (2015), External Competition and Internal Governance on Stock Options Plans: Evidence from Taiwan, Asia Pacific Management Review, forthcoming. (TSSCI).

  • Chen, Anlin, Lanfeng Kao, and Cheng-Shou Lu (2014), Controlling Ownership and Firm Performance in Taiwan: The Role of External Competition and Internal Governance, Pacific-Basin Finance Journal, 29 (September), 219-238. (SSCI).

  • Chang, Hsiu-Hua, Anlin Chen, Lanfeng Kao, and Chin-shun Wu (2014), IPO Price Discovery Efficiency under Alternative Regulatory Constraints: Taiwan, Hong Kong and the U.S., International Review of Economics and Finance, 29 (January), 83-96. (SSCI).

  • Kao, Lanfeng and Anlin Chen (2013), How Product Market Competition Affects Dividend Payments in a Weak Investor Protection Economy: Evidence from Taiwan, Pacific-Basin Finance Journal, 25 (November), 21-39. (SSCI).

  • Tang, Hui-wen, Anlin Chen, Chong-Chuo Chang (2013), Insider Trading, Accrual Abuse, and Corporate Governance in Emerging Markets - Evidence from Taiwan, Pacific-Basin Finance Journal, 24 (September), 132-155. (SSCI).

  • Chen, Anlin, Lanfeng Kao, Yi-Kai Chen, and W. Chen (2013), Share Collateralization by Directors and Corporate Governance (in Chinese), Sun Yat-Sen Management Review, 21 (2), 299-337. (TSSCI).

  • Chen, Anlin, Lanfeng Kao, and G. Y. Wu (2013), The Effects of Impairment Recognitions and Reversals on Earnings Response Coefficient (in Chinese), Journal of Management, 30 (1), 55-71. (TSSCI).

  • Lu, Cheng-Shou, Lanfeng Kao, and Anlin Chen (2012), The Effects of R&D, Venture Capital, and Technology on the Underpricing of IPOs in Taiwan, Review of Quantitative Finance and Accounting, 39 (4), 423-445.

  • Kao, Lanfeng, Cheng-Shou Lu, Kuan-Chih Huang, and Anlin Chen (2012), Corporate Governance, Firm Performance, and Investment Strategy (in Chinese), Sun Yat-Sen Management Review, 20 (3), 849-878. (TSSCI).

  • Huang, YuTing Urania, Anlin Chen, and Lanfeng Kao (2012), Corporate Governance in Taiwan: The Nonmonotonic Relationship between Family Ownership and Dividend Policy, Asia Pacific Journal of Management, 29 (1), 39-58. (SSCI).

  • Chen, Anlin and Lanfeng Kao (2011), Effect of Collateral Characteristics on Bank Performance: Evidence from Collateralized Stocks in Taiwan, Journal of Banking and Finance, 35 (2), 300-309. (SSCI).

  • Kao, Lanfeng and Anlin Chen (2011), Dividend Policy and Elimination of Double Taxation of Dividends, Asia-Pacific Journal of Financial Studies, 40 (2), 261-284. (SSCI)

  • Kao, Lanfeng, Dennis K. J. Lin, and Anlin Chen (2011), Does Sarbanes-Oxley Act Affect Earnings Quality?, Review of Accounting and Auditing Studies, 1 (1), 1-23.

  • Chen, Anlin, Lanfeng Kao, and Meilan Tsao (2010), To Improve Investors’ Valuation of Accounting Earnings in Emerging Markets: Evidence from Taiwan, Canadian Journal of Administrative Sciences, 27 (4), 376-390. (SSCI).

  • Lin, Dennis K. J., Lanfeng Kao, and Anlin Chen (2010), Winner’s Curse in Initial Public Offering Subscriptions with Investors’ Withdrawal Options, Asia-Pacific Journal of Financial Studies, 39 (1), 1-25 (SSCI, Econlit).

  • Lu, Cheng Shou and Anlin Chen (2010), The Impact of R&D Expenditures on IPOs Underpricing: A Double-Edged Sword Perspective (in Chinese), Journal of Management, 27 (2), 185-203 (TSSCI).

  • Chen, Anlin, Che-Hao Hsiao, Lanfeng Kao, and Cheng Shou Lu (2010),The Design of an Optimal Corporate Governance System in Taiwan, Advances in Financial Planning and Forecasting, 4, 71-91.

  • Chen, Anlin, Li-Wei Chen, and Lanfeng Kao (2010), Leverage, Liquidity and IPO Long-Run Performance: Evidence from Taiwan IPO Market, International Journal of Accounting and Information Management, 18 (1), 31-38.

  • Chen, Anlin, Yu Ting Urania Huang, Lanfeng Kao, and Cheng Shou Lu (2009), Is Underwriter’s Retention of IPO Shares a Good Substitute for Underwriting Spreads?, Emerging Markets Finance and Trade, 45 (5), 19-30.

  • Wang, Chih-Yung, Anlin Chen, and Victor W. Liu (2009), Subordinated Debt and Market Regulation (in Chinese), Journal of Management, 26 (6), 653-672.

  • Kao, Lanfeng, Anlin Chen, and Yun-meui Lee (2008), A Powerful Test for the Long-run Performance of Initial Public Offerings (in Chinese), Taiwan Academy of Management Journal, 8 (1), 1-26.

  • Chen, Anlin, Lanfeng Kao, Meilan Tsao, and Chinshun Wu (2007), Building a Corporate Governance Index from the Perspectives of Ownership and Leadership for Firms in Taiwan, Corporate Governance: An International Review, 15 (2), 253-263.

  • Chen, Anlin, Lanfeng Kao, and Hui-Wen Tang (2007), How Corporate Governance Mitigates the Abuse of Accounting Discretion: The Perspective of Firm Performance, Journal of Management 24 (4), 419-434.

  • Chen, Anlin, Lanfeng Kao, and Yi-Kai Chen (2007), Agency Costs of Controlling Shareholders' Share Collateral with Taiwan Evidence, Review of Pacific Basin Financial Markets and Policies, 10 (2), 1-19.

  • Kao, Lanfeng, Anlin Chen, Yu-Hsin Yu, and Cheng-Shou Lu (2007), Good Luck or Good Strategy? : Bootstrapped Mutual Funds Performance (in Chinese), Journal of Management and Systems, 14 (3), 341-358.

  • Chou, S. C., Chinshun Wu, and Anlin Chen (2007), Control or Invest: Understanding the Complex Interests of Managerial Ownership, Studies in Economics and Finance, 24 (3), 188-206.

  • Wang, C. S., Roger C. Y. Chen, and Anlin Chen (2007), The Fad Investing on Initial Public Offerings (in Chinese), Sun Yat-Sen Management Review, 15 (4), 713-750.

  • Kao, Lanfeng and Anlin Chen (2007), Directors’ Share Collateralization, Earnings Management and Firm Performance, Taiwan Accounting Review, 6 (2), 153-172.

  • Chen, Anlin and Lanfeng Kao (2006), The Benefit of Excluding Institutional Investors from Fixed-Priced IPOs: Evidence from Taiwan IPOs, Emerging Markets Finance and Trade, 42 (6), 5-24.

  • Chen, Anlin, James F. Cotter and Wenchih Lee (2006), Underwriter Reputation in the Stabilization of Initial Public Offerings: The Evidence from Transactions Data, Advances in Investment Analysis and Portfolio Management, 2, 147-171.

  • Chen, Anlin, Sue L. Chiou and Chinshun Wu (2006), The Long-Run Performance of Taiwan IPOs Conditioning on IPO Characteristics: Evidence from Efficiently Learning Market, Initial Public Offerings: An International Perspective, edited by Greg N. Gregoriou, Elsevier Press, London, UK.

  • Chen, Anlin (2006), Book review on 'Corporate Governance: A Global Perspective' edited by Mark Hirschey, Kose John, and Anil K. Makhija, Corporate Governance: An International Review, 14 (3), 194-196.

  • Chen, Anlin, Cheng-Shou Lu, and Lanfeng Kao (2006), An Explanation to Hot-Issue Anomaly of IPOs in Taiwan (in Chinese), Journal of Management, 23 (6), 711-738.

  • Kao, Lanfeng, Anlin Chen, Hui-Wen Tan and Meilan Tsao (2005), The Performance Measure of Mutual Funds: A Simulation Approach (in Chinese), Sun Yat-Sen Management Review, 13 (2), 667-694.

  • Kao, Lanfeng and Anlin Chen (2005), Ownership Structure and Proxy Contest without Proxy Trading: Evidence from Taiwan Securities Markets, Corporate Ownership and Control, 2 (4), 86-92.

  • Chen, Anlin, Sue L. Chiou and Chinshun Wu (2004), Efficient Learning under Price Limits: Evidence from IPOs in Taiwan, Economics Letters, 85 (3), 373-378.

  • Kao, Lanfeng, Jeng-Ren Chiou and Anlin Chen (2004), The Agency Problems, Firm Performance and Monitoring Mechanisms: The Evidence from Collateralized Shares in Taiwan, Corporate Governance: An International Review, 12 (3): 389-402.

  • Kao, Lanfeng and Anlin Chen (2004), Do Underwriters Really Stabilize IPOs in Taiwan?: A Direct Measure of Stabilization (in Chinese), Review of Securities and Futures Markets, 16 (1), 53-96.

  • Chen, Anlin and Lanfeng Kao (2004), The Conflict between Agency Theory and Corporate Control on Managerial Ownership: The Evidence from Taiwan IPO performance, International Journal of Business, 10 (1), 39-61.

  • Cotter, James F., Anlin Chen and Lanfeng Kao (2004), Underwriter Price Stabilization of Seasoned Equity Offerings: The Evidence from Transactions Data, Academia Economics Papers, 32 (1): 53-81.

  • Kao, Lanfeng and Anlin Chen (2004), The Effects of Board Characteristics on Earnings Management, Corporate Ownership and Control, 1 (3): 96-107.

  • Cotter, James F. and Anlin Chen (2004), Heads I Win, Tails You Lose: The Profitability of Underwriting Initial Public Offerings, Advances in Investment Analysis and Portfolio Management, 1: 15-50.

  • Hung, Chen Chein, Chin-shun Wu and Anlin Chen (2003), The Determinants of the Deliberate Underpricing of Initial Public Offerings: A Stochastic Frontier Model Approach (in Chinese), Journal of Management, 20 (1), 111-139.

  • Kao, Lanfeng and Anlin Chen (2003), Another Thought on the Creativity of Direct Public Offerings (in Chinese), 4(2), 257-283.

  • Chen, Anlin and S. Lin (2002), The Market Shares of the Underwriters in the Initial Public Offerings (in Chinese), Chinese Management Review, 5(5)

  • Hung, Chen Chein, Chin-shun Wu and Anlin Chen (2002), The Effect of Irrational Investments on the Price Performance on Initial Public Offerings (in Chinese), Management Review, 21 (2): 53-80.

  • Chen, Anlin, Roger C. Y. Chen and Kuei-Ling Pan (2002), The Performance of Initial Public Offerings Conditioning on Issue Information: The Case of Taiwan, Asia Pacific Management Review, 7 (2): 167-190.

  • Chen, Anlin (2002), The Stable Factors for the Stock Returns in Taiwan: Cross-Validation, Factor Analysis and Simulation (in Chinese), Journal of Management, 19 (3): 519-542.

  • Chen, Anlin and Eva H. Tu (2002), The Determinants for Stock Returns in Emerging Market: The Case of Taiwan, Studies in Economics and Finance, 21 (1): 61-80.

  • Chen, Anlin, Chen Chein Hung and Chin-shun Wu (2002), The Underpricing and Excess Returns of Initial Public Offerings in Taiwan Based on the Noisy Trading: A Stochastic Frontier Model, Review of Quantitative Finance and Accounting, 18: 139-159.

  • Chen, Anlin and James F. Cotter (2002), The Long-Run Performance and Pre-selling Information of Initial Public Offerings, Advances in Investment Analysis and Portfolio Management, 9: 203-232.

  • Chen, Anlin, Roger C. Y. Chen and S. Wang (2002), The Determinants of Price Stabilization of Initial Public Offerings in Taiwan (in Chinese), Review of Securities and Futures Markets, 14 (1), 111-137.

  • Chen, Anlin, S. Chang and C. Su (2002), Size and Book-to-Market Investment Strategies and Portfolio Performance: A Study of Mutual Funds (in Chinese), Journal of Management Research, 2: 1-19.

  • Chen, Anlin, Roger C. Y. Chen and Wenchih Lee (2002), The Effect of Passing Rate of CPA Examination on the Industrial Structure of Accounting Firms in Taiwan, PanPacific Management Review, 5(2): 155-170.

  • Chen, Anlin (2001), The Long-Run Performance Puzzle of Initial Public Offerings in Taiwan: Empirical Findings from Various Models, Journal of Financial Studies, 9 (3): 1-20.

  • Chen, Anlin, C. L. Hung and W. Lee (2001), On the Mutual Fund Performance with Respect to Fund Managers’ Characteristics (in Chinese), Review of Securities and Futures Markets, 13 (3): 1-27.

  • Lee, W., Anlin Chen and G. H. Liu (2001), The Determinants of Increase Rate in Wage Associated with SFAS NO.18 (in Chinese), Chaio Ta Management Review, 21: 27-49.

  • Chen, Anlin, W. L. Li and Roger C. Y. Chen (2001), The Announcement Effect of Seasoned Equity Offerings with Respect to the Growth Potential and Insider Trading (in Chinese), Journal of Financial Studies, 9, 1-25.

  • Chen, Anlin, Wenchih Lee, and Lanfeng Kao (2000), The Determinants of Corporate Capital Structure: Factor Analysis and Regression on a Cross-Validation Basis, Advances in Quantitative Analysis of Finance and Accounting 8: 161-177.

  • Chen, Anlin, Hui-Wen Tang and Ming-Chun Hsu (2000), The Effect of Merger and Acquisition on the wealth of Bidder’s Shareholders (in Chinese), Asia Pacific Management Review 5: 171-182.

  • Chen, Anlin, Min-hsien Chiang and Lanfeng Kao (2000), On Purchasing Power Parity and Interest Rate Parity: Unit Root, Co-Integration and Error Correction, PanPacific Management Review 3: 233-251.

  • Chen, Anlin, Wenchih Lee, Wu-der Tsay and Lin Wang (2000), An Empirical Study of Audit Quality in the CPA firms in Taiwan, Tamsui Oxford Journal of Management Sciences 16: 117-128.

  • Chen, Anlin, Wenchih Lee and C. K. Yeh (2000), The effect of Systematic Risk and Size on Stock Returns: An Analysis on Holding Returns (in Chinese), Web Journal of Chinese Management Review, 4

  • Chen, Anlin, Wenchih Lee and T. Y. Lin (1999), The Underpricing of Initial Public Offerings with Respect to Agency Cost and Corporate Control (in Chinese), Journal of Financial Studies 6: 1-23.

  • Chen, Anlin, Yen-Chiang Lee, Yu-Po Lu, Chia-Jeng Yeh, Yung-Chih Yeh, Chi-Hsiang Liu and An-Tai Kao (1999), On the Cash Flow and Risk Management on Shipbuilding Industry: The Case of China Shipbuilding Corporation (in Chinese), Review of Public Enterprise 1: 137-174.

  • Chen, Anlin (1999), The Long-Run Performance of Initial Public Offerings with Changing Beta: A Rolling Regression Approach (in Chinese), Journal of Management 16: 535-556.

  • Chen, Anlin (1999), Why the Agent Works Hard: One Agent and Many Agents, Journal of Business Administration 45: 37-48.

  • Chen, Anlin, Wenchih Lee and S. Chow (1999), On the Interest Rate Spread (in Chinese), Web Journal of Chinese Management Review 2: 1-16.

  • Chen, Anlin, Wenchih Lee and Lanfeng Kao (1999), The Performance of Fund Management of Non-Profit Foundations (in Chinese), Asia Pacific Management Review 4: 147-165.

  • Chen, Anlin (1999), Economic Perspective for the Markets of Narcotics, PanPacific Management Review 2: 177-185.

  • Chen, Anlin (1997), A Survey on Related Theories and Evidence of Initial Public Offerings, Journal of Management 14: 403-436.

  • Chen, Anlin (1997), Expectation of Interest Rates: Unit Root, Co-integration and Error Correction (in Chinese), Business Education Quarterly, 67: 31-37.

Conference Papers

  • Chen, Anlin and Lanfeng Kao (2016), CEO Power and R&D Expenditure of IPO Firms, presented at 57th International Conference of Accounting and Finance, Los Angeles, USA.

  • Chen, Anlin and Lanfeng Kao (2016), Corporate Governance and Overvalued Equities ex ante and ex post in a Weak Investor Protection Economy: Evidence from Taiwan, to be presented at the 2016 Management Theory and Practice Conference, Kyoto, Japan.

  • Chen, Anlin and Lanfeng Kao (2016), Corporate Governance and Overvalued Equities ex ante and ex post in a Weak Investor Protection Economy: Evidence from Taiwan, to be presented at the 2016 Conference on Applied Financial Modelling, Melbourne, Australia.

  • Chen, Anlin and Lanfeng Kao (2015), Price Discovery of Pure Book-Building IPOs and Hybrid Book-Building IPOs: Evidence from the United States and Taiwan, presented at the 2015 International Symposium on Social Sciences and Management, Tokyo, Japan.

  • Chen, Anlin and Lanfeng Kao (2015), The Effects of External Competition and Internal Governance on the Managerial Incentives of Stock Options Plans, presented at the 2015 International Symposium on Social Sciences and Management, Tokyo, Japan.

  • Chen, Anlin and Lanfeng Kao (2014), Price Discovery of Pure Book-Building IPOs and Hybrid Book-Building IPOs: Evidence from the United States and Taiwan, presented at the 3rd International Symposium on Business and Social Sciences Sapporo, Japan.

  • Chen, Anlin and Lanfeng Kao (2014), Controlling Ownership, R&D Expenditure and Firm Performance: The Role of External and Internal Governance in Weak Investor Protection Economy, presented at the 3rd International Symposium on Business and Social Sciences Sapporo, Japan.

  • Chen, Anlin (2013), Controlling Ownership, R&D Expenditure and Firm Performance: The Role of External and Internal Governance in Weak Investor Protection Economy, presented at the 2013 Global Business & International Management Conference, Vancouver, Canada.

  • Kao, Lanfeng and Anlin Chen (2012), How Does Product Market Competition Affect Dividend Payments in a Weak Investor Protection Economy? Evidence from Taiwan, presented at the 3rd Global Accounting and Organisational Change Conference, Malaysia and the 7th Annual London Business Research Conference, London, UK.(Best paper award)

  • Huang, Yu Ting Urania, Lanfeng Kao, and Anlin Chen (2012), Controlling Families’ Cash Flow Rights and Dividend Policy: Nonmonotonic Evidence from Family Firms in Taiwan, accepted for presentation at the 3rd Global Accounting and Organisational Change Conference, Malaysia.

  • Lu, Cheng-Shou, Anlin Chen, S. K. Lin, and M. C. Chang (2012), Earnings Smoothing and Information Content: The moderating Effect of Capital Structure, 2012 Business Modernization Conference, Kaohsiung.

  • Lu, Cheng-Shou, Anlin Chen, and Y. F. Kuo (2011), R&D Expenditure and IPO underpricing: The Role of Ownership Structure and Outside Governance, 2011 Annual Meeting of Taiwan Finance Association.

  • Kao, Lanfeng, Cheng-Shou Lu, and Anlin Chen (2011), Dividend Policy: The Case of Capital Reduction of Chunghwa Telecom Co, The First Conference of Case Studies in Management, Taipei, Taiwan.

  • Chen, Anlin, Lanfeng Kao, and Yu Ting Urania Huang (2010), Cash Flow Rights and Dividend Policy in Family-Controlled Firms: A Nonmonotonic Evidence from Taiwan, 2010 Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin, Lanfeng Kao, and Cheng-Shou Lu (2010), How to Mitigate IPO Underpricing due to R&D Expenditure and Technology Requirement through Venture Capital Backing in Emerging Markets, presented at 18th Conference on Pacific Basin Finance, Economics, Accounting, and Management, Beijing, China.

  • Chen, Anlin and Lanfeng Kao (2010), Effect of Collateral Characteristics on Bank Performance: Evidence from Collateralized Stocks in Taiwan, presented at 18th Conference on Pacific Basin Finance, Economics, Accounting, and Management, Beijing, China.

  • Chen, Anlin, Lanfeng Kao, and Cheng-Shou Lu (2009), How R&D and Venture Capital Affect IPO Underpricing from the Perspective of Technology Requirement, presented at 2009 Academy of Management Annual Meeting, Chicago, IL, USA.

  • Chen, Anlin, Lanfeng Kao, and Cheng-Shou Lu (2009), The Effect of R&D on the Underpricing of IPOs: The Moderating Effects of Venture Capital and Technology, presented at the 3rd International Conference on Business Asia (iCBA) and the 17th Annual Conference on Pacific Basin Finance, Economics, Accounting, and Management, Bangkok, Thailand.

  • Chen, Anlin and Cheng-Shou Lu (2008), The Impact of R&D Expenditures on IPO Underpricing: A Double-Edged Sword Perspective, 2008 Annual Meeting of Taiwan Accounting Association.

  • Chen, Anlin, Dennis K. J. Lin, and Lanfeng Kao (2008), Winner’s Curse in IPO Subscriptions with Investors’ Withdrawal Options, presented at 2008 AAA Annual Meeting, Anaheim, CA, USA.

  • Chen, Anlin, Yi-Kai Chen, Lanfeng Kao, and Wenchih Lee (2008), Dividend Policy and the Elimination of Dividend Double Taxation, presented at 2008 AAA Annual Meeting, Anaheim, CA, USA.

  • Chen, Anlin, Yu Ting Urania Huang, Lanfeng Kao, and Cheng Shou Lu (2008), Is Underwriter's Retention on IPO Shares a Good Substitution for Underwriting Spreads, presented at 12th Conference on Pacific Basin Finance, Economics, Accounting, and Management, Brisbane, Australia.

  • Lu, Cheng-Shou and Anlin Chen (2008), The Effect of R&D on the Underpricing of IPOs: The Moderating Effects of Venture Capital and Technology, Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin and Cheng-Shou Lu (2007), Is Underwriter’s Retention of IPO Shares a Good Substitute for Underwriting Spreads?, Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin, Lanfeng Kao, and Hui-wen Tang (2006), How Corporate Governance Improves the Effect of Earnings Management on Firm Performance, presented at the 16th International Conference on Pacific Rim Management, Association for Chinese Management Educators, Honolulu, Hawaii and Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin, Lanfeng Kao, and Hui-wen Tang (2006), How Corporate Governance Improves the Effect of Earnings Management on Firm Performance, Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin, Cheng-Shou Lu, and Lanfeng Kao (2006), An Explanation to Hot-Issue Anomaly of IPOs in Taiwan (in Chinese), Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin and Lanfeng Kao (2005), Investors' Option to Withdraw from IPO Allocations, accepted for presentation at 18th Annual Australasian Finance and Banking Conference, Sydney, Australia.

  • Kao, Lanfeng and Anlin Chen (2005), The Benefit of Excluding Institutional Investors from Fixed-Priced IPOs: Evidence from Taiwan IPOs, accepted for presentation at 2005 AFAANZ conference, Melbourne, Australia, and 2005 Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin, Meilan Tsao and Chinshun Wu (2004), Building a Corporate Governance Index for Firms in Taiwan, accepted for presentation at the 12th Conference on Pacific Basin Finance, Economics, Accounting, and Business, Bangkok, Thailand.

  • Kao, Lanfeng, Jeng-Ren Chiou and Anlin Chen (2003), The Agency Problems, Firm Performance and Monitoring Mechanisms: The Evidence from Collateralized Shares in Taiwan, accepted at 2004 Corporate Reporting and Governance Conference, California State University, Fullerton, CA, USA

  • Chen, Anlin and Li-Shih Liu (2002), The Conflict between Agency Theory and Corporate Control on Managerial Ownership: The Evidence from Taiwan IPO performance, presented at International Conference on Comparative Management 2002, Kaohsiung, Taiwan

  • Chow, S., Chinshun Wu and Anlin Chen (2002), The purpose of inside holdings: Corporate control or personal investment, presented at 2002 Annual Meeting of Taiwan Finance Association.

  • Chen, Anlin and Eva H. Tu (2000), Common factors or firm characteristics: The case of Taiwan stock markets, presented at 2000 Financial Management Association Annual Meeting, Seattle, Washington, USA.

  • Chen, Anlin and James F. Cotter (2000), The Adjustment of Pricing Terms of Initial Public Offerings during the Waiting Period and the Long-Run Performance, presented at the 12th PACAP-FMA Conference, Melbourne, Australia.

  • Chen, Anlin (2000), The Long-Run Performance Puzzle of Initial Public Offerings in Taiwan: The Specification of the Measurement Model, presented at the 9th Conference on the Theories and Practices of Securities and Financial Markets, Kaohsiung, Taiwan.

  • Chen, Anlin and Wenchih Lee (2000), The Effect of Passing Rate of CPA Examination on the Industrial Structure of Accounting Firms in Taiwan, presented at 2000 International Conference on Comparative Management, Kaohsiung Taiwan.

  • Chen, Anlin (2000), The Measurement of Mutual Fund Performance: A Simulation (in Chinese), presented at the 2nd Asia Pacific Conference on Management Theories, Tainan, Taiwan.

  • Chen, Anlin (2000), The Stable Factors for Stock Returns in Taiwan: Cross-Validation, Factor Analysis and Simulation (in Chinese), presented at 2000 Asia Pacific Conference on Accounting and Finance.

  • Chen, Anlin, Wenchih Lee and C. L. Hung (2000), On the Mutual Fund Performance4with Respect to Fund Managers’ Characteristics, presented at 2000 Conference on Asia Pacific Finance Center.

  • Chen, Anlin, C. Y. Chen and W. L. Lee (2000), The Announcement Effect of Seasoned Equity Offerings with Respect to the Growth Potential and Insider Trading, presented at 2000 Chinese Finance Association Annual Meeting.

  • Chen, Anlin, C. Y. Chen and S. Chang (2000), Size and Book-to-Market Investment Strategies and Portfolio Performance: A Study of Mutual Funds, presented at 2000Conference on Modern Finance.

  • Chen, Anlin and Kuei-Ling Pan (1999), An Answer to the Long-Run Performance Puzzle of IPOs in Taiwan: An Application of the Fama-French Model, presented at 1999 Financial Management Association Annual Meeting, Orlando, Florida, USA and International Conference on Comparative Management 1999, Kaohsiung, Taiwan.

  • Chen, Anlin, Wenchih Lee, and Lanfeng Kao (1999), The Determinants of Corporate Capital Structure: Factor Analysis and Regression on a Cross-Vaildation Basis, accepted for presentation at the Seventh Conference on Pacific Basin Finance, Economics, and Accounting, Taipei, Taiwan.

  • Chen, Anlin (1999), The Stable Factors for the Stock Returns in Taiwan: Cross-Validation, Factor Analysis and Simulation, presented at the 8th Conference on the Theories and Practices of Securities and Financial Markets, Kaohsiung, Taiwan.

  • Lieu, Chilin, Victor W. Liu, and Anlin Chen (1999), Debt, Renegotiation and SpecificInvestment, presented at International Conference on Comparative Management 1999, Kaohsiung, Taiwan.

  • Chen, Anlin, Wenchih Lee and T. Y. Lin (1999), The Underpricing of Initial Public Offerings with Respect to Agency Cost and Corporate Control, presented at 1999Chinese Finance Association Annual Meeting.

  • Lieu, Chilin, Victor W. Liu, and Anlin Chen (1999), Collateral, Re-negotiation and Loan Commitment, presented at 1999 Chinese Finance Association Annual Meeting.

  • Chen, Anlin, Hui-Wen Tang and Ming-Chun Hsu (1999), The Effect of Merger and Acquisition on the wealth of Bidder’s Shareholders, presented at Conference on Asia Pacific Finance Center.

  • Chen, Anlin (1998), The Long-Run Performance of Initial Public Offerings with Changing Beta: A Rolling Regression Approach, presented at Seventh Annual Conference on the Theories and Practices of Security and Financial Markets, Kaohsiung, Taiwan.

  • Wu, C. S., Anlin Chen and C. C. Hung (1998), The Underpricing and Excess Returns of Initial Public Offerings in Taiwan Based on the Noisy Trading: A Stochastic Frontier Model, presented at the 7th Conference on the Theories and Practices of Security and Financial Markets.

  • Chen, Anlin and Wenchih Lee (1998), The Performance of Fund Management of Non-Profit Foundations, presented at Conference on Non-Profit Organizations.

  • Lee, Wenchih, Anlin Chen and J. H Liu (1998), The Relationship between Financial Accounting Standard on Pension and Earnings Manipulation: An Inter-Industry Approach, presented at Conference on Asia Pacific Finance Center.

  • Chen, Anlin (1998), The Adjustment of Pricing Terms of Initial Public Offerings, presented at 1998 NTU International Conference on Finance, Taipei.

  • Cotter, James F. and Anlin Chen (1997), Heads I Win, Tails You Lose: The Profitability of Underwriting Initial Public Offerings, presented at 1997 Financial Management Association Annual Meeting, Honolulu, Hawaii, USA.

  • Cotter, James. F. and Anlin Chen (1997), Price Stabilization of Seasoned Equity Offerings, presented at Sixth Annual Conference on the Theories and Practices of Security and Financial Markets, Kaohsiung, Taiwan.

  • Chen, Anlin and Chia-Huei Chen (1997), ‘The Interaction of the Stock Market and the Foreign Currency Market’, presented at the First Conference on International Business.

  • Chen, Anlin (1997), The Determinants of Corporate Capital Structure: Factor Analysis Versus Regression Approach, presented at 1997 Chinese Finance Association Annual Meeting.

  • Chen, Anlin and James F. Cotter (1996), The Role Underwriter Reputation in the Stabilization of Initial Public Offerings, presented at 1996 Financial Management Association Annual Meeting, New Orleans, Louisiana, USA

Other Publications

PROJECTS

Period

Title

2015.08~2018.07

MOST, Taiwan“Audit Committee and D&O Insurance of Initial Public Offerings”, MOST104-2410-H-110-009-MY3

2013.08~2015.07

National Science Council, Taiwan
“Bookbuilding of IPOs in U.S. and Taiwan”
NSC102-2410-H-110-009-MY2

2011.08~2013.07

National Science Council, Taiwan
“Product Market Competition, Corporate Governance, and Financial Strategies”
NSC100-2410-H-110 -020-MY2

2010.08~2011.07

National Science Council, Taiwan
“The Characteristics of Directors' Collateralized Stocks on the Performance of Lending Banks”, NSC99-2410-H-110 -025

2009.08~2010.07

National Science Council, Taiwan
“Dividends Double Taxation and Corporate Financial Policy”, NSC98-2410-H-110-025

2007.08~2009.07

National Science Council, Taiwan
“Earnings Management and Corporate Governance”, NSC96-2416-H-110-022-MY2

2006.08~2007.07

National Science Council, Taiwan
“To Construct a Corporate Governance Index from the Perspective of Leadership and Ownership”, NSC95-2416-H-110-019

2005.08~2006.07

National Science Council, Taiwan
“The Benefit of Excluding Institutional Investors from Fixed-priced IPO Subscriptions”, NSC94-2416-H-110-031

2004.08~2005.07

National Science Council, Taiwan
“The Underwriting Risk of Seasoned Equity of Offerings under Underwriter’s Over-allotment Options”, NSC93-2416-H-110-030

2003.08~2004.07

National Science Council, Taiwan
“The Conflict between Agency Theory and Corporate Control on Managerial Ownership: The Evidence from Taiwan IPO Performance”, NSC92-2416-H-110-023

TEACHING EXPERIENCE

Degree

Course

Doctoral

Financial research method.
Seminar in securities markets

MBA

Financial management and research.
Financial research method.
Seminar in securities markets.

Part-time MBA

Financial management and research

BBA

Financial management.

SERVICES

Year

Title

2012.2.1~2016.1.31

Committee member, Directorate General of Highways, M.O.T.C.

2010

Committee member, Committee of Education Budget Evaluation, Kaohsiung City

2010.11.1~2010.12.31

Referee of UMC Management Thesis Award

2009

Editorial member, International Journal of Accounting and Information Management

2009.1.1-2010.10.31

Editorial member, Journal of National Kaohsiung University of Applied Sciences

2008.8.1-2010.7.31

Member of Curriculum Committee of National Kaohsiung University of Applied Sciences

2007.1.1-2008.12.31

Editorial member, Journal of National Kaohsiung University of Applied Sciences

2007

University Accreditation Committee, Foundation of Higher Education Evaluation Center

2006.8-2007.7

Self Evaluation Committee, I Shou University, College of Management

 

AWARDS

Period

Title

2014

Best Paper Award, Journal of Management

2014

The 4th UMC Management Thesis Award(優等獎)

2014

The 4th UMC Management Thesis Award(佳作獎)

2012

Best Paper Award for the 7th Annual London Business Research Conference

2011

Best Paper Award for the Special Issue of AJFS on Emerging Capital Markets

2011

Best Paper Award, Journal of Management

2010

Best Paper Award, Journal of Management

2008

Best Paper Award, Journal of Management

2007

Best Paper Award, Journal of Management

2006

Overseas study award, National Science Council, Taiwan

2005

Best Paper Award, Annual Meeting of Taiwan Finance Association

2004

Youth Management Medal, Kaohsiung Branch, Chinese Management Association

2000

Best Paper Award, Journal of Management

1998

Best Paper Award, Journal of Management